Diana Bagley
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
25 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
25 years in the industry.
- Bank of America, N.A.Jun 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2023 to now
- Thrivent FinancialOct 2020 to May 2023
- Thrivent Investment Management, Inc.Oct 2020 to May 2023
- United States Census BureauAug 2020 to Sep 2020
- Lifetyme Financial Advisors, LLCMay 2019 to Oct 2020
- Lifetyme Financial Group LLCMar 2019 to Oct 2020
- Gateway Mortgage GroupSep 2018 to Apr 2019
- HomemakerJun 2018 to Sep 2018
- H&r BlockOct 2017 to Jun 2018
- Independent School District #196Oct 2017 to Jun 2018
- HomemakerJul 2001 to Oct 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7125886
- Firm CRD
- 7691