Ian James Ott
Investment adviser representative at Commonwealth Financial Network
12 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Warmen & James Private WealthJul 2025 to now
- Commonwealth Financial NetworkSep 2024 to now
- Elevare AdvisorsSep 2024 to Jul 2025
- Royal Alliance Associates, Inc.Jun 2021 to Sep 2024
- Mountain West FinancialJan 2020 to Sep 2024
- Royal AllianceAug 2019 to Jun 2021
- Oak Valley Golf ClubJun 2019 to Oct 2019
- Port Royal Golf ClubMay 2017 to May 2019
- Eisenhower Golf ClubAug 2014 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7124461
- Firm CRD
- 8032