Patrick Lawrence Thompson
Investment adviser representative at Ameriprise Financial Services, LLC
12 yearsExperience
3 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Ameriprise Financial Services, LLCFeb 2025 to now
- JPMorgan Chase Bank NAOct 2022 to Feb 2025
- JPMorgan Securities LLCOct 2022 to Feb 2025
- The Vanguard Group IncJan 2022 to Oct 2022
- Creative Financial GroupJun 2021 to Aug 2021
- Ruffalo Noel LevitzSep 2020 to Jan 2021
- DoordashJun 2020 to Aug 2021
- Morgan StanleyJun 2019 to Aug 2019
- University of DelawareAug 2018 to Dec 2021
- Canals Wines and SpiritsOct 2017 to Feb 2018
- Philly Twist PretzelsJun 2014 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 3 states (NJ, OK, TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7124142
- Firm CRD
- 6363