Lawrence Alexander Oakley
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.AJun 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2024 to now
- TIAAJul 2020 to May 2024
- TIAA-CREF Individual & Institutional Services, LLCJul 2020 to May 2024
- UnemployedJun 2020 to Jun 2020
- Mantay and Company, Prudential FinancialMay 2019 to Aug 2019
- Forefront Hospitality, LLCAug 2018 to Mar 2020
- Bolles Day CampJun 2017 to Jul 2017
- Kappa Alpha Theta Sorority, Beta Nu ChapterJan 2017 to Mar 2020
- Florida State UniversityAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7123605
- Firm CRD
- 7691