Elizabeth Ann Sweetra
Investment adviser representative at UBS Financial Services Inc.
15 yearsExperience
3 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- UBS Financial Services Inc.Jul 2021 to now
- Northwestern MutualJul 2020 to Oct 2020
- Cranberry Sunset FarmMay 2020 to Jul 2020
- UBSMay 2019 to Aug 2019
- Fcm Client Services CenterSep 2018 to May 2020
- New York UniversitySep 2017 to May 2021
- Sony Music EntertainmentApr 2017 to Jun 2017
- Oak KnollJan 2011 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 3 states (FL, NJ, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7122720
- Firm CRD
- 8174