Derek Stephen Dunn
Investment adviser representative at Principal Asset Management
10 yearsExperience
1 stateRegistered in
$427.7BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Principal Asset ManagementMay 2023 to now
- Principal Funds DistributorApr 2023 to now
- Aon Investments USADec 2021 to Mar 2023
- Mass Mutual Life Insurance CompanyJul 2020 to Dec 2021
- MML Investors Services, LLCJan 2020 to Dec 2021
- Morgan StanleyJun 2019 to Aug 2019
- Town of MadisonMay 2017 to Aug 2018
- Fairfield UniversitySep 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (SC).
Principal Asset Management
Legal name: Principal Global Investors, LLC
$427.7BAssets managed
8,205Clients
121Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7120653
- Firm CRD
- 109002