Thomas Carmelo Warner
Investment adviser representative at LPL Financial LLC
15 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- LPL Financial LLCMay 2026 to now
- Caitlin John, LLCOct 2025 to May 2026
- Investwise Wealth Management, Inc.Oct 2025 to May 2026
- Equitable Advisors, LLCOct 2020 to Oct 2025
- UnemployedSep 2020 to Oct 2020
- AXA Advisors, LLCMay 2019 to Aug 2019
- College FreshSep 2018 to Mar 2020
- Northville Swim ClubMay 2018 to Aug 2018
- Michigan State UnviersityJan 2017 to Feb 2020
- Michigan State UniversityAug 2016 to May 2020
- Meadowbrook Country ClubApr 2011 to Aug 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (MI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7119399
- Firm CRD
- 6413