Phoebe Michelle Lok
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2025 to now
- Bank of America SecuritiesAug 2022 to Jun 2025
- Suny BinghamtonAug 2021 to May 2022
- Bank of AmericaJun 2021 to Aug 2021
- Suny BinghamtonFeb 2021 to Jun 2021
- Land's EndNov 2020 to Feb 2021
- Suny BinghamtonAug 2019 to Nov 2020
- Bank of AmericaMay 2019 to Aug 2019
- Suny BinghamtonAug 2018 to May 2019
- Pierce Country Day SchoolJun 2018 to Aug 2018
- Roslyn High SchoolSep 2014 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7118708
- Firm CRD
- 7691