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Nicholas Steve Stavrakis

Investment adviser representative at Wells Fargo Advisors
12 yearsExperience
2 statesRegistered in
$252.3BFirm assets
26 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. Wells Fargo Advisors Financial Network, LLCSep 2026 to now
  2. Wells Fargo Clearing Services, LLCJul 2023 to Sep 2026
  3. Northwestern Mutual Wealth Management CompanyApr 2022 to Jul 2023
  4. Northwestern Mutual Investment Services LLCAug 2021 to Jul 2023
  5. James ErbFeb 2021 to Jul 2023
  6. Kevin O ConnellDec 2020 to Feb 2021
  7. Northwestern Mutual Life Insurance CompnayJun 2019 to Dec 2020
  8. UnemployedDec 2018 to Jun 2019
  9. Catania and CataniaJul 2015 to Aug 2018
  10. StudentAug 2014 to Dec 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2022
  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 2 states (FL, TX).

Wells Fargo Advisors

Legal name: Wells Fargo Advisors Financial Network, LLC

$252.3BAssets managed
466,575Clients
3,612Advisers
26 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7114008
Firm CRD
11025
Advisor's SEC record (opens in a new tab)
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