Bradford M Malloy
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Jun 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2024 to now
- Pershing Advisor Solutions LLCJan 2023 to May 2024
- Pershing LLCJan 2023 to May 2024
- Ae Wealth Management LLCOct 2021 to Dec 2022
- Madison Avenue SecuritiesOct 2021 to Dec 2022
- Principal Life Insurance CompanyDec 2020 to Oct 2021
- Principal Securities IncNov 2020 to Oct 2021
- Edward JonesMay 2019 to Nov 2020
- State Bank & Trust CoSep 2017 to May 2019
- Bank of the OzarksDec 2012 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7113767
- Firm CRD
- 7691