Yang li Wu
Investment adviser representative at Transglobal Advisory, LLC
11 yearsExperience
1 stateRegistered in
$58.3MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Transglobal Advisory, LLCNov 2021 to now
- Goldstone Financial Service LLCMay 2021 to now
- Globalink Securities, IncApr 2020 to now
- Transglobal Insurance Agency, Inc.Nov 2019 to now
- Transamerica Financial Advisors, IncApr 2019 to Nov 2019
- World Financial Group, Inc.Apr 2019 to Nov 2019
- Fonville Morisey Realty (a Long Amp; Foster Company)Mar 2019 to Aug 2019
- UnemployedOct 2018 to Mar 2019
- Pinebridge Investments Management Taiwan LimitedNov 2015 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (NC).
Transglobal Advisory, LLC
$58.3MAssets managed
193Clients
31Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7113649
- Firm CRD
- 168709