Steven Alan Swingler
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCJul 2023 to now
- Centier BankJul 2023 to now
- Cetera Investment Services LLCJul 2023 to now
- The Vanguard Group, Inc.May 2022 to Jun 2023
- Polaris VenturesOct 2021 to Mar 2022
- Park Avenue SecuritiesSep 2021 to Oct 2021
- Capitol Wealth StrategiesAug 2021 to Oct 2021
- Guardian Life InsuranceAug 2021 to Oct 2021
- TD AmeritradeJul 2020 to Jul 2021
- UnemployedMar 2020 to Jul 2020
- National SecuritiesNov 2019 to Feb 2020
- Banker's LifeMay 2019 to Nov 2019
- UnemployedJan 2019 to May 2019
- GohealthAug 2017 to Dec 2018
- Indiana UniversityAug 2016 to May 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (IN, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7113641
- Firm CRD
- 105644