John James Mulligan
Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
2 statesRegistered in
$252.3BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Wells Fargo Advisors Financial Network, LLCJan 2026 to now
- Bank of America, N.A.Mar 2022 to Jan 2026
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2021 to Jan 2026
- Nylife Securities LLCJul 2019 to Dec 2021
- New York Life Insurance CoApr 2019 to Dec 2021
- Aim Services IncFeb 2017 to Jun 2019
- Stony Brook UniversityAug 2016 to Jan 2019
- UnemployedAug 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Advisors Financial Network, LLC
$252.3BAssets managed
466,575Clients
3,612Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7113377
- Firm CRD
- 11025