Mark Madden
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Dec 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 to now
- AgiaOct 2024 to Nov 2025
- Valic Financial Advisors, Inc.Aug 2024 to Nov 2025
- Osaic Wealth, Inc.Jun 2024 to Aug 2024
- Ridge View BankJun 2023 to Oct 2024
- Securities America, Inc.Jun 2023 to Jun 2024
- AgiaDec 2022 to Jun 2023
- Valic Financial Advisors, Inc.May 2020 to Jun 2023
- Nylife Securities LLCJun 2019 to May 2020
- New York Life Insurance CompanyApr 2019 to May 2020
- Roanoke County SchoolsAug 2017 to May 2019
- University of Md At College ParkMay 2014 to May 2018
- Salem City SchoolsAug 2013 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7111913
- Firm CRD
- 7691