Alex M Varkatzas
Investment adviser representative at Ameriprise Financial Services, LLC
26 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
26 years in the industry.
- Ameriprise Financial Services, LLCDec 2020 to now
- Northwestern Mutual Investment Services LLCAug 2019 to Dec 2020
- Northwestern Mutual Life Insurance CompanyJun 2019 to Dec 2020
- One Goal ConsultingJan 2017 to Dec 2020
- Adelphi UniversityJan 2017 to May 2019
- StudentJan 2000 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (NY).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7100347
- Firm CRD
- 6363