Maxwell Lee Carlos
Investment adviser representative at Laurel Wealth Planning
15 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$453.6MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Laurel Wealth PlanningFeb 2023 to now
- Ffp Wealth Management, LLCAug 2020 to Jan 2023
- Wells FargoFeb 2020 to May 2020
- Full Time StudentNov 2011 to May 2020
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (MN).
Laurel Wealth Planning
Legal name: Laurel Wealth Planning LLC
$453.6MAssets managed
177Clients
6Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7099822
- Firm CRD
- 122035