Jay Capps
Investment adviser representative at MML Investors Services, LLC
18 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- MML Investors Services, LLCJan 2026 to now
- Massmutual Life Insurance co.Dec 2025 to now
- Northwestern Mutual Wealth Management CompanyJun 2021 to Dec 2025
- Northwestern Mutual Life Insurance CompanyMay 2019 to Dec 2025
- Northwestern Mutual Investment Services LLCApr 2019 to Dec 2025
- UnemployedOct 2018 to May 2019
- Calvary Chapel Christian SchoolAug 2017 to Oct 2018
- UnemployedJan 2017 to Jul 2017
- Texas A&m UniversityAug 2008 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (NV).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7099073
- Firm CRD
- 10409