Lan Xiao
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCDec 2024 to now
- General Mortgage Capital CorporationJan 2023 to now
- Cetera Investment Services LLCMar 2022 to Jan 2023
- Cetera Investment Services LLCJan 2020 to Dec 2020
- Cetera Investment Services LLCApr 2019 to Nov 2019
- East West BankJan 2018 to Jan 2023
- Nine Star University of HealthJan 2017 to Dec 2017
- UnemployedJun 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7098990
- Firm CRD
- 6413