Haiqing Chen
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Nov 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2025 to now
- Pacific AdvisorsMar 2024 to Oct 2025
- Park Avenue Securities LLCMar 2024 to Oct 2025
- Guardian Life Insurance CompanyJun 2023 to Oct 2025
- Massmutual Life Insurance CompanyJan 2023 to Mar 2024
- MML Investors Services, LLCJan 2023 to Mar 2024
- Eagle Strategies LLCMay 2022 to Jan 2023
- Nylife Securities LLCSep 2019 to Jan 2023
- New York Life Insurance CoApr 2019 to Jan 2023
- GrubmarketNov 2016 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7094350
- Firm CRD
- 7691