Carlos Jacob Cruz
Investment adviser representative at Rockefeller Capital Management
13 yearsExperience
2 statesRegistered in
$99.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Rockefeller Financial LLCJul 2022 to now
- Riverpoint Wealth Management Holding Co.Aug 2019 to Jun 2022
- LPL FinancialJun 2019 to Oct 2020
- Riverpoint Wealth Management LLCApr 2019 to Jun 2019
- Backstop Solutions Group LLCAug 2017 to Mar 2019
- UnemploymentJun 2017 to Jul 2017
- University of Illinois At Urbana-champaignAug 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7094069
- Firm CRD
- 291361