Dunyong Wen
Investment adviser representative at Cetera Investment Advisers LLC
24 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
24 years in the industry.
- Cetera Investment Advisers LLCJul 2025 to now
- Cetera Investment Services LLCJul 2025 to now
- East West BankJul 2025 to now
- Bank of America, N.A.Aug 2020 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2020 to now
- Nylife Securities LLCApr 2019 to Apr 2020
- UnemployedApr 2018 to Mar 2019
- Industrial Bank of China (wuhan Branch)Apr 2002 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7093950
- Firm CRD
- 105644