Dario Polci
Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
5 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- TD Private Client Wealth LLCApr 2023 to now
- TD Bank N.A.Apr 2023 to now
- TD Bank N.A.Nov 2022 to Mar 2023
- TD Private Client Wealth LLCNov 2022 to Mar 2023
- Equitable Advisors, LLCJul 2021 to Nov 2022
- UnemployedJun 2021 to Jun 2021
- The Prudential Insurance Company of AmericaJul 2020 to May 2021
- Pruco Securities LLCApr 2020 to May 2021
- UnemployedDec 2019 to Apr 2020
- Pruco Securities LLCJun 2019 to Dec 2019
- New York LifeApr 2019 to Jun 2019
- UnemployedOct 2018 to Mar 2019
- Ks Capital ManagementMay 2018 to Aug 2018
- American EagleSep 2016 to Nov 2018
- UmemployedSep 2016 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 5 states (FL, IL, NJ, NY, PA).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7093930
- Firm CRD
- 164484