Hao yi Lu
Investment adviser representative at J.P. Morgan Securities LLC
15 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- J.P. Morgan Securities LLCOct 2021 to now
- JPMorgan Chase Bank, N.A.Oct 2021 to now
- UnemployedJul 2021 to Sep 2021
- Northwestern Mutual Life Insurance CompanyJun 2019 to Jun 2021
- C.A.R.E.SMay 2019 to Jul 2019
- Northwestern Mutual Investment Services LLCApr 2019 to Jun 2021
- UnemployedSep 2018 to Mar 2019
- Lions Assurance FinancialJun 2018 to Aug 2018
- UnemployedMay 2018 to May 2018
- Trustworthy Accounting Tax ServicesFeb 2018 to Apr 2018
- UnemployedOct 2011 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7092912
- Firm CRD
- 79