Stephen Richard Griffiths
Investment adviser representative at Ieq Capital, LLC
13 yearsExperience
2 statesRegistered in
$56.8BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Ieq Capital, LLCMay 2023 to now
- First Republic Investment Management, IncJan 2023 to Apr 2023
- First Republic Securities Company, LLCJan 2023 to Apr 2023
- UnemployedNov 2022 to Dec 2022
- Goldman Sachs & Co. LLCSep 2019 to Oct 2022
- UnemployedJun 2019 to Aug 2019
- Goldman SachsApr 2019 to May 2019
- United States ArmyMay 2010 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, MA).
Ieq Capital, LLC
$56.8BAssets managed
2,309Clients
197Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7092817
- Firm CRD
- 301819