Richard J Flores
Investment adviser representative at J.P. Morgan Securities LLC
11 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- J.P. Morgan Securities LLCFeb 2026 to now
- JPMorgan Chase Bank, N.A.Feb 2026 to now
- Bank of America Merrill LynchMar 2024 to Feb 2026
- Sonoma DemolitionJan 2024 to Mar 2024
- UnemployedJun 2023 to Dec 2023
- Crosscheck IncFeb 2022 to May 2023
- UnemployedOct 2021 to Jan 2022
- Marquis Wealth ManagementAug 2021 to Sep 2021
- UnemployedSep 2020 to Jul 2021
- Dining ServicesOct 2019 to Aug 2020
- UnemployedAug 2019 to Sep 2019
- Northwestern MutualMay 2019 to Jul 2019
- UnemployedSep 2018 to Apr 2019
- Emily's KitchenNov 2017 to Aug 2018
- UnemployedAug 2017 to Oct 2017
- StarbucksJun 2015 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7089246
- Firm CRD
- 79