Arvind Mehta
Investment adviser representative at Principal Securities, Inc.
11 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Principal Securities, Inc.Dec 2025 to now
- Principal Life Insurance CoDec 2025 to now
- Gt Securities, Inc.Jul 2025 to Dec 2025
- Epsoft IncFeb 2024 to Oct 2024
- Xenergy Financial LLCMar 2023 to Dec 2023
- Infinite Computer SolutionsOct 2022 to Feb 2023
- Ducat Capital Partners LLCMar 2021 to Dec 2024
- Xnergy Financial LLCMay 2020 to Apr 2021
- UnemployedMar 2020 to May 2020
- Gt Securities, Inc.Mar 2019 to Mar 2020
- Touchstone It ServicesMay 2014 to Dec 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7089152
- Firm CRD
- 1137