Skip to content

Thomas Edward Brussard

Investment adviser representative at Spc
15 yearsExperience
1 stateRegistered in
CFP® certification, CFADesignations
$6.1BFirm assets

Are you Thomas Edward Brussard? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

15 years in the industry.

  1. SpcApr 2026 to now
  2. Parkland Securities, LLCApr 2026 to now
  3. Sigma Planning CorporationApr 2026 to now
  4. Pensionmark Financial Group, LLCJun 2024 to Apr 2026
  5. World Investments, Inc.Jun 2024 to Apr 2026
  6. Boston Harbor Wealth AdvisorsMay 2020 to Apr 2026
  7. Raymond James Financial Services Advisors, Inc.May 2020 to Jun 2024
  8. Raymond James Financial Services, Inc.May 2020 to Jun 2024
  9. Northwestern Mutual Investment Services LLCApr 2019 to Apr 2020
  10. Northwestern Mutual Life Insurance CompanyApr 2019 to Apr 2020
  11. Northwestern Mutual Wealth Management CompanyApr 2019 to Apr 2020
  12. UnemployedMar 2019 to Apr 2019
  13. Geode Capital ManagementJul 2011 to Feb 2019

Designations

  • CFP® certification
  • CFA

Exams passed

  • Series 63 · Uniform Securities Agent State Law2019
  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 1 state (MA).

Spc

Legal name: Sigma Planning Corporation

$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7088750
Firm CRD
110692
Advisor's SEC record (opens in a new tab)
CallContact this firm