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Patrick Michael Griffin

Investment adviser representative at Ameriprise Financial Services, LLC
15 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

15 years in the industry.

  1. Parliment MarketingApr 2019 to now
  2. Ameriprise Financial Services, Inc.Mar 2019 to now
  3. 2020 ExhibitsAug 2018 to Apr 2019
  4. Solution ReachMar 2018 to Aug 2018
  5. Hill West EnvironmentalApr 2013 to Oct 2017
  6. University of UtahAug 2011 to Dec 2017

Exams passed

  • Series 66 · Uniform Combined State Law2019

State registrations

Registered as an investment adviser representative in 2 states (TX, UT).

Ameriprise Financial Services, LLC

$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7088340
Firm CRD
6363
Advisor's SEC record (opens in a new tab)
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