Haley Rives
Investment adviser representative at Raymond James Financial Services Advisors, Inc
13 yearsExperience
2 statesRegistered in
$390BFirm assets
17 yearsFirm in business
Are you Haley Rives? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Raymond James Financial Services Advisors, IncDec 2025 to now
- Cappuccino FinancialOct 2025 to now
- Raymond James Financial Services, Inc.Oct 2025 to now
- Mackey SchneiderMay 2024 to Aug 2025
- Sam ArthurJan 2024 to Aug 2025
- Haven Wealth AdvisorsOct 2023 to Aug 2025
- Milwaukee Sting Volleyball ClubMar 2020 to Nov 2021
- Northwestern Mutual Life Insurance CompanyJun 2019 to Jan 2024
- Northwestern Mutual Investment Services LLCMar 2019 to Aug 2025
- Northwestern Mutual Life Insurance CompanyAug 2018 to Mar 2019
- Brookfield AcademyJul 2018 to Mar 2020
- Ristorante BartolottaJul 2018 to Nov 2018
- UnemployedAug 2017 to Apr 2018
- ZipieAug 2016 to Aug 2017
- StudentAug 2013 to Aug 2017
- University of KentuckyAug 2013 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7088250
- Firm CRD
- 149018