Jordan Steven Bromley
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Prosperity Wealth Planning LLCJul 2024 to now
- UnemployedJun 2024 to Jul 2024
- Cetera Investment Advisers LLCAug 2023 to Jun 2024
- True Wealth Advisory GroupMay 2021 to Jun 2024
- Ceter Advisor NetworksApr 2021 to Jun 2024
- Edible ArrangementsDec 2020 to May 2022
- UnemployedJun 2019 to Dec 2020
- Merrill LynchMar 2019 to Jun 2019
- UnemployedDec 2018 to Mar 2019
- Missionary Training CenterAug 2017 to Dec 2018
- Full-time EducationJun 2016 to Aug 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Prosperity Wealth Planning LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7086414
- 315163