Omar Shaukat
Investment adviser representative at Principal Securities, Inc.
6 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
6 years in the industry.
- Principal Securities, Inc.Jun 2021 to now
- Crescent Wealth StrategiesSep 2019 to now
- Prinicipal Securities, Inc.Jan 2019 to now
- Principal Life Insurance CompanyJan 2019 to Dec 2022
- UnemployedSep 2018 to Jan 2019
- Institute of Business AdministrationAug 2016 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (OR, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7061699
- Firm CRD
- 1137