Colby Vincent Brothers
Investment adviser representative at Rockefeller Capital Management
12 yearsExperience
2 statesRegistered in
$99.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Rockefeller Financial LLCFeb 2022 to now
- J.P. Morgan Institutional Investments Inc.Apr 2021 to Feb 2022
- J.P. Morgan Investment Management Inc.Apr 2021 to Feb 2022
- Jpm Distribution Srvcs, Inc.Jan 2019 to Apr 2021
- Vertiv Co.May 2018 to Aug 2018
- Zoombezi BayMay 2017 to Aug 2017
- Ohio University Culinary ServicesFeb 2017 to Dec 2018
- American EagleMay 2015 to Nov 2016
- Ohio UniversityAug 2014 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7060303
- Firm CRD
- 291361