David Adam Puckett
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
23 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
23 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2023 to now
- Bank of AmericaAug 2021 to Jul 2023
- UnemployedMay 2021 to Aug 2021
- FlexureSep 2020 to Apr 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2019 to Sep 2020
- Bank of America, N.A.Nov 2017 to Sep 2020
- University of PhoenixJan 2003 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7059783
- Firm CRD
- 7691