Thomas Li Chen
Investment adviser representative at Chung Wu Investment Group, LLC
4 yearsExperience
1 stateRegistered in
$147.5MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
4 years in the industry.
- Chung Wu Investment Group, LLCJan 2019 to now
- SabbaticalJan 2018 to Dec 2018
- Ztylus Inc.Feb 2015 to Jan 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (TX).
Chung Wu Investment Group, LLC
$147.5MAssets managed
127Clients
2Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7058971
- Firm CRD
- 170362