Yuxuan Dou
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.May 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2019 to now
- Good Deal Insurance ServicesNov 2018 to Dec 2018
- Extended TravelOct 2018 to Nov 2018
- Weplay Music AcademyApr 2018 to Oct 2018
- Ounse Goal Commerce and Trade, IncAug 2017 to Mar 2018
- University of California, San DiegoJan 2017 to Aug 2017
- UnemployedNov 2016 to Dec 2016
- Class 302 CafeMar 2016 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7057776
- Firm CRD
- 7691