Adam Harris
Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
11 years in the industry.
- Northwestern Mutual Investment Services, LLCAug 2025 to now
- Northwestern MutualJul 2025 to now
- UnemployedAug 2024 to Jul 2025
- BairdOct 2023 to Aug 2024
- UnemployedJul 2022 to Oct 2023
- Robinhood Markets, IncJun 2022 to Jul 2022
- Robinhood Financial, LLCDec 2020 to Jul 2022
- UnemployedJan 2020 to Dec 2020
- Fidelity Brokerage Services LLCDec 2018 to Jan 2020
- UnemployedMay 2018 to Dec 2018
- High Expectations HospitalityAug 2015 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (WI).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7054124
- Firm CRD
- 2881