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Ethan Everett Baker

Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

11 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyMar 2026 to now
  2. Northwestern Mutual Life Insurance CompanyFeb 2026 to now
  3. Cmcl Holdings, LLCJan 2026 to now
  4. Great Books Great DiscussionsJan 2026 to now
  5. Northwestern Mutual Investment Services, LLCJun 2024 to now
  6. Northwestern Mutual Wealth Management CompanyDec 2025 to Feb 2026
  7. Chad McquadeNov 2023 to Feb 2026
  8. Elevate Capital AdvisorsAug 2023 to Nov 2023
  9. Advocate Commercial Real Estate AdvisorsJun 2023 to Jul 2023
  10. UnemployedApr 2023 to Aug 2023
  11. Fidelity InvestmentsDec 2018 to Apr 2023
  12. Taste of BelgiumJun 2018 to Dec 2018
  13. UntuckitJun 2018 to Oct 2018
  14. Fifth Third BankJan 2018 to May 2018
  15. Outback SteakhouseAug 2016 to Dec 2017
  16. East Hollister LimitedMay 2015 to Jan 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2019
  • Series 66 · Uniform Combined State Law2019

State registrations

Registered as an investment adviser representative in 1 state (IL).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7053689
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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