Nicole T Oswalt
Investment adviser representative at Financial Advisors Network, Inc.
10 yearsExperience
1 stateRegistered in
$1.1BFirm assets
14 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Financial Advisors Network, Inc.Sep 2024 to now
- UBS Financial Services Inc.Oct 2019 to Sep 2024
- UnemployedJun 2019 to Sep 2019
- UBS Financial Services Inc.Jan 2019 to May 2019
- Chico State Calling CenterSep 2017 to Dec 2018
- EducationSep 2016 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (CA).
Financial Advisors Network, Inc.
$1.1BAssets managed
823Clients
13Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7052707
- Firm CRD
- 152083