Deborah Sarai Wallace
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Deborah Sarai Wallace? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCMay 2026 to now
- Bank of America N.A.Feb 2020 to May 2026
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2019 to May 2026
- Bank of America, N.A.Jan 2019 to Jul 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2018 to Jul 2019
- Grand Canyon UniversityJun 2018 to Nov 2019
- CovalenceMar 2016 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (AZ).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7052581
- Firm CRD
- 6413