Joseph Franchi
Investment adviser representative at Wells Fargo Advisors
12 yearsExperience
3 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Wells Fargo Clearing Services, LLCJul 2025 to now
- Grub Huband AmpOct 2023 to now
- Equitable Advisors, LLCFeb 2024 to Mar 2025
- Ameriprise Financial ServicesSep 2022 to Sep 2023
- MML Investors Services, LLCMar 2022 to Aug 2022
- Mass Mutual Insurance CompanyOct 2021 to Aug 2022
- UnemployedJun 2021 to Aug 2021
- New York Life Insurance CoApr 2019 to May 2021
- Nylife Securities LLCApr 2019 to May 2021
- UnemployedJan 2019 to May 2019
- UBSJan 2019 to Jan 2019
- Clemson UniversityMay 2014 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 3 states (CT, NY, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7052182
- Firm CRD
- 19616