Nicholas J Caron
Investment adviser representative at LPL Enterprise, LLC
10 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaJun 2021 to now
- Pruco Securities, LLC.Jun 2021 to Nov 2024
- Oppenheimer & Co, IncDec 2018 to Apr 2021
- Kensington Investment CompanyJun 2018 to Nov 2018
- Statey Bar & GrillApr 2018 to Jun 2018
- SodexoFeb 2018 to Apr 2018
- NibblesworthAug 2017 to Jan 2018
- Earth Eagle BrewingsJan 2016 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (ME, NH).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7051290
- Firm CRD
- 8733