Parth Parikh
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Aug 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2024 to now
- Fred Alger and Company, LLCJan 2022 to May 2024
- UnemployedDec 2021 to Dec 2021
- The Vanguard Group, Inc.Apr 2021 to Nov 2021
- University of North Carolina At CharlotteJan 2020 to Jul 2021
- Brighthouse FinancialJun 2019 to Apr 2021
- Aptive EnvironmentalMay 2018 to Aug 2018
- Enterprise Data Technology and SystemsMay 2017 to Aug 2019
- University of North Carolina At CharlotteAug 2016 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7050104
- Firm CRD
- 7691