Brian Jacob Bergeron
Investment adviser representative at RBC Capital Markets, LLC
23 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$310.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
23 years in the industry.
- RBC Capital Markets, LLCJul 2023 to now
- Bergeron Wealth Management Co., LLCNov 2018 to Jul 2023
- Needham & Company LLCMar 2010 to Apr 2017
- Bergeron Turboff (formerly Susman) & Company LLCSep 2003 to Jul 2023
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7049412
- Firm CRD
- 31194