Sharmin Liza Shanta
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCMay 2026 to now
- Cetera Investment Services LLCMay 2026 to now
- S7s Investment & Management LLCMar 2020 to now
- PNC Wealth ManagementJan 2023 to May 2026
- J.P. Morgan Securities LLCMar 2022 to Jan 2023
- Bank of America, N.A.Mar 2014 to Mar 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2014 to Mar 2022
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7049396
- Firm CRD
- 105644