Katherine Tripp
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
10 yearsExperience
1 stateRegistered in
$197.5BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedNov 2023 to now
- Wells Fargo Clearing ServicesSep 2022 to Nov 2023
- CitigroupMar 2020 to Sep 2022
- TD AmeritradeDec 2018 to Feb 2020
- Connexions LoyaltyDec 2017 to Dec 2018
- Gc ServicesAug 2017 to Dec 2017
- UnemployedApr 2017 to Aug 2017
- Shoe CarnivalJan 2016 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (MO).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7049391
- Firm CRD
- 793