Joshua Sargeant
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab Bank, SsbJan 2026 to now
- Charles Schwab & Co., Inc.Jun 2025 to now
- Za Za TrattoriaNov 2024 to now
- J.P. Morgan Securities LLCApr 2024 to Jun 2025
- 1146 Operations LLCMar 2024 to Nov 2024
- Gemini GrillMar 2024 to Nov 2024
- Four Seasons HotelJun 2023 to Feb 2024
- William Grant & Sons USNov 2022 to Jun 2023
- Lettuce Entertain You EnterprisesJul 2021 to Dec 2022
- Gibsons Restaurant GroupMay 2019 to Jun 2021
- Compass Group USAMay 2019 to May 2019
- Northwestern Mutual Life Insurance CompanyNov 2018 to Jun 2019
- AerotekFeb 2018 to Nov 2018
- PNC BankOct 2016 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (IL).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7048684
- Firm CRD
- 5393