Yanni Z Chan
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.May 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2025 to now
- J.P. Morgan Securities LLCNov 2024 to Apr 2025
- JPMorgan Chase Bank, N.A.Nov 2024 to Apr 2025
- Bank of America, N.A.Oct 2019 to Nov 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2019 to Nov 2024
- J.P. Morgan Securities LLCOct 2018 to Oct 2019
- JPMorgan Chase Bank, N.A.Oct 2018 to Oct 2019
- UnemployedJun 2018 to Sep 2018
- Vpls Inc dba Krypt TechnologiesSep 2015 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7047473
- Firm CRD
- 7691