Seamus Axel Nelson
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCApr 2025 to now
- Osaic Wealth, Inc.Oct 2024 to Apr 2025
- American Portfolios Financial Services, IncJan 2023 to Oct 2024
- Money At WorkJan 2022 to Dec 2022
- Raymond James Financial Services, Inc.Jan 2022 to Dec 2022
- Equitable AdvisorsMar 2021 to Aug 2021
- Mother's Ale HouseApr 2019 to Mar 2020
- Ameriprise FinancialNov 2018 to Aug 2019
- River of BeerApr 2018 to Apr 2019
- Montclair State UniversityAug 2017 to Dec 2021
- Sunset Pub and GrillJun 2017 to Aug 2017
- Dunkin DonutsMar 2017 to Jun 2017
- Kinnelon High SchoolSep 2013 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7047039
- Firm CRD
- 6413