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Elmira Tasharofi

Investment adviser representative at HSBC Securities (USA) Inc.
13 yearsExperience
14 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

13 years in the industry.

  1. HSBC Securities (USA) Inc.Sep 2023 to now
  2. HSBC Bank USA Inc.Sep 2023 to now
  3. Citizens BankFeb 2022 to Sep 2023
  4. HSBC BankOct 2017 to Feb 2022
  5. Bank of AmericaMar 2014 to Oct 2017
  6. NordstromApr 2013 to Aug 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2022
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 14 states (AL, DC, DE, GA, IA, KS, LA, MD, ME, MN, NC, NM, TX, VA).

HSBC Securities (USA) Inc.

$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7046533
Firm CRD
19585
Advisor's SEC record (opens in a new tab)
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