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Marcus James Shaw

Investment adviser representative at Thrivent Investment Management Inc.
33 yearsExperience
2 statesRegistered in
$20.8BFirm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

33 years in the industry.

  1. Thrivent FinancialMar 2019 to now
  2. Thrivent Investment Management Inc.Feb 2019 to now
  3. UnemployedOct 2018 to Mar 2019
  4. Allergan PharmaceuticalsJun 1993 to Sep 2018

Exams passed

  • Series 66 · Uniform Combined State Law2019

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

Thrivent Investment Management Inc.

$20.8BAssets managed
125,754Clients
3,179Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7045618
Firm CRD
18387
Advisor's SEC record (opens in a new tab)
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